-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CCQdOMVVd8DaRKc+5PZAzvjhzMl+8iMrG/bFueMxTaCW5KzA29teQ/eu0gEHiE8T LIPxh2CwbjHpJox33HRmXg== 0001214305-05-000006.txt : 20050210 0001214305-05-000006.hdr.sgml : 20050210 20050210132447 ACCESSION NUMBER: 0001214305-05-000006 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050210 DATE AS OF CHANGE: 20050210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FARMSTEAD TELEPHONE GROUP INC CENTRAL INDEX KEY: 0000804331 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 061205743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-41072 FILM NUMBER: 05591938 BUSINESS ADDRESS: STREET 1: 22 PRESTIGE PARK CIRCLE CITY: EAST HARTFORD STATE: CT ZIP: 06108 BUSINESS PHONE: 8602820010 MAIL ADDRESS: STREET 1: 22 PRESTIGE PARK CIRCLE CITY: EAST HARTFORD STATE: CT ZIP: 06108 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WINFIELD JOHN V CENTRAL INDEX KEY: 0000935390 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 820 MORAGA DRIVE STREET 2: THE INTERGROUP CORP CITY: LOS ANGELES STATE: CA ZIP: 90049 BUSINESS PHONE: 3108892500 MAIL ADDRESS: STREET 1: THE INTERGROUP CORP STREET 2: 820 MORAGA DRIVE CITY: LOS ANGELES STATE: CA ZIP: 90049 SC 13D 1 jw13dftg.txt SCHEDULE 13D FTG UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 FARMSTEAD TELEPHONE GROUP, INC. ------------------------------- Name of Issuer Common Stock, $.001 par value --------------------------------------- (Title of Class of Securities) 311565303 ------------ CUSIP Number Michael G. Zybala Attorney at Law 820 Moraga Drive Los Angeles, California 90049 (310) 889-2500 -------------------------------------------- Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications February 4, 2005 ------------------ Date of Event which Requires Filing of this Statement If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. [ ] CUSIP No. 311565303 Page 2 of 5 - ----------------------------------------------------------------------------- 1. Name of Reporting Person Tax Identification Number John V. Winfield - ----------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] - ----------------------------------------------------------------------------- 3. SEC Use Only - ----------------------------------------------------------------------------- 4. Source of Funds PF - ----------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required pursuant to Items 2(d) or 2(e) [ ] - ----------------------------------------------------------------------------- 6. Citizenship or Place of Organization U.S. - ----------------------------------------------------------------------------- Number of 7. Sole Voting Power Shares 179,100 Beneficially ----------------------------------- Owned by 8. Shared Voting Power Each Reporting ----------------------------------- Person 9. Sole Dispositive Power With 179,100 ----------------------------------- 10. Shared Dispositive Power - ----------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 179,100 Shares of Common Stock - ----------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row 11 Excludes Certain Shares [ ] - ----------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row 11 5.4% - ----------------------------------------------------------------------------- 14. Type of Reporting Person IN - ----------------------------------------------------------------------------- SCHEDULE 13D OF JOHN V. WINFIELD REGARDING OWNERSHIP OF SECURITIES OF FARMSTEAD TELEPHONE GROUP, INC. Item 1. Security and Issuer ------------------- The class of equity securities to which this Schedule 13D relates is common stock, par value $.001 per share (the "Common Stock"), of Farmstead Telephone Group, Inc., a Delaware corporation (the "Issuer"). The address of the principal executive offices of the Issuer is 22 Prestige Park Circle, East Hartford, CT 06108-3728. Item 2. Identity and Background ----------------------- John V. Winfield's business address is 820 Moraga Drive, Los Angeles, California 90049. Mr. Winfield principal occupation is President, Chief Executive Officer and Chairman of the Board of The InterGroup Corporation, a public company. Mr. Winfield has not been subject to any proceedings requiring disclosure under sections (d) and (e) of this Item. Mr. Winfield is a citizen of the United States. Item 3. Source and Amount of Funds or Other Consideration. -------------------------------------------------- Mr. Winfield used personal funds to purchase the shares of Common Stock reported herein. Item 4. Purposes of Transactions. ------------------------ Mr. Winfield has acquired the securities of Issuer for investment purposes. Mr. Winfield may make additional purchases of the securities of Issuer either in the open market or in privately negotiated transactions depending on an evaluation of the Issuer's business prospects and financial condition, the market for securities, other available investment opportunities, money and other stock market conditions and other future developments. Depending on these factors, Mr. Winfield may decide at any time to sell all or part of his holdings of the Issuer's securities in one or more public or private transactions. Except as set forth in this Schedule 13D, Mr. Winfield does not have any present plan or proposal that relate to or would result in any of the events set forth in clauses (a) through (j) of Item 4 of Schedule 13D. -3- Item 5. Interest in the Securities of the Issuer ---------------------------------------- (a) John V. Winfield, as of February 8, 2005, may be deemed to beneficially own for purposes of this Section 13(d) of the Exchange Act, 179,100 shares of the Common Stock of the Issuer, representing approximately 5.4% of the outstanding Common Stock of Issuer. Mr. Winfield has the sole voting and disposition power over the shares of Common Stock owned by him. The above percentages were determined based on the Issuer's representations in its latest filing on Form 10-Q with the Securities and Exchange Commission that it had 3,322,182 shares of Common Stock outstanding as of October 30, 2004. (b) John V. Winfield does not share the voting power or disposition power with respect to the Common Stock owned by him. (c) During the past sixty (60) days, the following transactions were effected in the Common Stock of Issuer by Mr. Winfield: Average Price Date Amount per Share Nature of Transaction - -------- ------ ------------- --------------------- 02/04/05 5,500 $0.880 Open Market Purchase 02/07/05 3,500 $1.040 Open Market Purchase 02/08/05 7,000 $1.100 Open Market Purchase (d) No person other than Mr. Winfield has the right to receive or the power to direct the receipt of dividends from, and the proceeds from the sale of, the shares beneficially owned by him. (e) Inapplicable. Item 6. Contracts, Agreements, Understandings or Relationships with Respect to Securities of the Issuer ------------------------------------------------------------------- None. Item 7. Material to be Filed as Exhibits -------------------------------- None. -4- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 9, 2005 /s/ John V. Winfield ------------------ --------------------------- John V. Winfield -5- -----END PRIVACY-ENHANCED MESSAGE-----